Complaints and Appeals Process

Commitment to Transparency and Fairness

MaxStandards Certification is committed to maintaining a transparent and fair process for addressing complaints and appeals related to certification and audit activities.

We recognise that organisations, stakeholders, and interested parties must have confidence that any concerns are handled objectively, professionally, and without bias. Our complaints and appeals process ensures that issues are reviewed promptly and resolved through a structured and impartial evaluation.

These procedures reflect best practices used in certification activities recognised by the International Accreditation Forum.

Complaints Process

A complaint may relate to the conduct of auditors, certification processes, service delivery, or any activities associated with MaxStandards Certification.

Examples of complaints may include:

  • Concerns about auditor conduct or professionalism
  • Dissatisfaction with service delivery
  • Concerns regarding certification procedures
  • Issues related to communication or administrative processes

Complaints may be submitted by clients, certified organisations, partners, or other stakeholders.

How to Submit a Complaint

Complaints can be submitted in writing and should include sufficient information to allow proper review.

Information typically required includes:

  • Name and contact details of the complainant
  • Description of the issue or concern
  • Relevant documentation or supporting evidence
  • Date and details of the incident or event

Once received, the complaint will be acknowledged and registered within the internal review process.

Complaint Review Procedure

All complaints are handled through a structured evaluation process designed to ensure impartiality and fairness.

The review process includes:

  • Acknowledgement — confirmation that the complaint has been received
  • Preliminary Review — evaluation of the issue to determine the scope of investigation
  • Investigation — review of relevant records, audit documentation, and supporting information
  • Evaluation — impartial assessment of findings by responsible personnel
  • Resolution — appropriate corrective or preventive actions implemented where necessary
  • Response — communication of the outcome to the complainant

This structured approach ensures that complaints are handled consistently and professionally.

Appeals Process

An appeal may be submitted when an organisation disagrees with a certification decision or audit outcome.

Appeals may relate to:

  • Certification decisions
  • Audit findings or conclusions
  • Suspension or withdrawal of certification
  • Interpretation of certification requirements

Appeals must be submitted within a reasonable timeframe after the certification decision or outcome has been communicated.

Appeals Review Procedure

The appeals process ensures an independent and objective review of the decision being challenged.

The process typically includes:

  • Appeal Submission — formal request outlining the reason for appeal
  • Registration and Acknowledgement — confirmation that the appeal has been received
  • Independent Review — evaluation by personnel not involved in the original decision
  • Technical Assessment — examination of audit evidence and certification records
  • Decision Outcome — final determination based on documented findings
  • Communication of Results — formal response provided to the appellant

This process ensures that all appeals are assessed fairly and objectively.

Confidentiality

All complaints and appeals are handled with strict confidentiality. Information related to the review process is shared only with personnel responsible for evaluating and resolving the issue.

Continuous Improvement

MaxStandards Certification uses information obtained through complaints and appeals as part of its commitment to continuous improvement. Feedback and concerns are analysed to improve certification procedures, enhance service quality, and strengthen overall operational effectiveness.

Our approach supports internationally recognised management system principles promoted by the International Organization for Standardization.

Policy Owner: Top Management
Review Frequency: Annual
Last Updated: 2026